SFC enforcement signals individual focus

IFLR is part of Legal Benchmarking Limited, 4 Bouverie Street, London, EC4Y 8AX

Copyright © Legal Benchmarking Limited and its affiliated companies 2025

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement

Cookies Settings

SFC enforcement signals individual focus

Ashley Lee
December 17, 2014

The regulator's enforcement action against an employee at ICBCI Securities highlights its focus on the behaviour of senior management

Unlock this content.

The content you are trying to view is exclusive to our subscribers.

To unlock this content:

Take a Free Trial or Login

Topics

EquityNews analysisCapital MarketsIFLR MagazineFebruary 2015
AL
Ashley Lee
Contact
Gift this article