Trade associations clash over principal trades

IFLR is part of Legal Benchmarking Limited, 4 Bouverie Street, London, EC4Y 8AX

Copyright © Legal Benchmarking Limited and its affiliated companies 2024

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement

Cookies Settings

Trade associations clash over principal trades

Danielle Myles
April 16, 2012

Dueling comment letters from the US investment industry’s foremost trade associations have brought principal trades to the forefront of the long running debate on broker-dealer fiduciary obligations

Unlock this content.

The content you are trying to view is exclusive to our subscribers.

To unlock this content:

Take a Free Trial or Login

Topics

RegulationNews analysisIFLR MagazineMay 2012United States
DM
Danielle Myles
Contact
Gift this article