SMCR impact still unclear

Thomas Helm

February 22, 2022

X
LinkedIn
Email
Show more sharing options

With only one enforcement action against a senior manager to date, firms are still uncertain as to what regulators expect under the new culture and governance framework

Unlock this content.

The content you are trying to view is exclusive to our subscribers.

To unlock this content:

Take a Free Trial or Login

Topics

Thomas Helm

Financial journalist

Thomas has worked for a variety of media outlets, including Kashmir Observer, La Vanguardia, and Hürriyet Daily News. His long report "The Accumulative Impact of Post-Crisis Regulation" was the first journalistic attempt to survey the impact of post-2008 reforms on financial markets. He is currently focused on Brexit, Mifid II, market structure issues, and sustainable finance.