Mifid II: UK firms start receiving FCA letters

Thomas Helm,

London

March 14, 2019

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Transaction reporting, best execution, costs and charges are expected to be key enforcement areas. The UK regulator's market reporting team has already sent a number of letters to banks and fund managers

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Topics

Compliance NewsPractice InsightMifid IIRegulation

Thomas Helm

Financial journalist

Thomas has worked for a variety of media outlets, including Kashmir Observer, La Vanguardia, and Hürriyet Daily News. His long report "The Accumulative Impact of Post-Crisis Regulation" was the first journalistic attempt to survey the impact of post-2008 reforms on financial markets. He is currently focused on Brexit, Mifid II, market structure issues, and sustainable finance.

London