Primer: Financial Conduct Authority’s advice guidance for investment firms

Thomas Helm

July 02, 2024

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Big Ben and Houses of Parliament, London, UK

Law firms are providing safe harbours for investment firms worried about straying across the advice boundary and helping them prepare them for changes in the future

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Thomas Helm

Financial journalist

Thomas has worked for a variety of media outlets, including Kashmir Observer, La Vanguardia, and Hürriyet Daily News. His long report "The Accumulative Impact of Post-Crisis Regulation" was the first journalistic attempt to survey the impact of post-2008 reforms on financial markets. He is currently focused on Brexit, Mifid II, market structure issues, and sustainable finance.