Bankers and independent researchers are still in discussion about the procedures regarding when to involve unconnected analysts under the FCA's new IPO regime, which will be effective in just three months. The sellside is concerned that people who are not appropriately qualified and experienced could do harm, while analysts are still unsure on some of the major details
Legal and regulatory specialists are concerned, insisting CSA negotiations and calculations must start as soon as possible. Interest rate swaps will be hit hardest
Equities execution teams feel that the FCA’s premium listing reform will make no difference to market practice. Here investors share their concerns about diluting the quality of the LSE
Custodians are already seeing a shift away from standard fixed income collateral for phase four and five firms. They’re now concerned that international legal differences in what’s eligible will slow the process
Investment firms and trade associations are still holding out for an amendment to the rules which will soon catch non-systemically important firms who post either very little or no margin
Trade associations and central banks are lobbying regulators for an ETF-specific regulation as investors worry about being exposed to risk they did not sign up for
